Compliance for Business will effectively manage all of your financial services compliance needs. Whether a large or small business, we offer services specifically tailored to your business.

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What is Compliance Genie?

Compliance Genie is Compliance for Business’ web-based software used to manage your compliance related functions. Our software allows clients to login through an online portal and access all of their compliance documentation. Genie is an intuitive interface and allows clients to oversee all of their compliance – reporting in one place.

Why use Compliance Genie?

Genie is a modern, paperless system so you can rest assured your compliance affairs will be streamlined, simple and secure. Genie makes fulfilling your compliance obligations both time and cost effective, allowing you to have time to make effective, proactive decisions about your business.

How it works

How it works

Compliance Genie works by our staff setting up a company profile for you. This includes:

  • Setting up a series of on-line checklists that align to your Australian Financial Services License (AFSL) and Compliance Plan
  • Compliance Genie has an on-line Breach register, Complaints register, and Training register, each with with the ability to upload supporting documentation by the way of a PDF File
  • Additional documentation can be uploaded as part of the quarterly compliance reporting pack, such as Compliance Committee Minutes, NTA and Cashflows and External Service Provider reporting. These series of checklists, registers and uploaded reports then form the quarterly reporting pack that is compiled by “Compliance Genie”
  • Clients can then login to their own customised database and download their quarterly compliance reporting package. Compliance Genie also acts as a storage library for all your key documentation, which you can also access via your customised login
  • Instalment and Business Activity Statements reporting GST, PAYG withholding and PAYG instalments
  • Annual and half-yearly special and general purpose statutory accounts
  • Liaising with audits and tax firms
  • Customised payroll and management accounting functions
  • Wide range of accounting, company secretarial and administration services

Compliance Services

Why spend money and time on costly in-house compliance services when Compliance for Business provides a simple, cost-effective solution? We allow you to concentrate on your core business activities whilst giving you peace of mind knowing that you comply with appropriate regulations.

Compliance Services
  • AFS License applications
  • PDS and IM verification
  • Set up and maintenance of compliance systems and manuals
  • Responsible Manager services
  • Compliance committee membership
  • Risk management review and set up of internal assessment systems
  • Compliance consultancy
  • ASIC and ASX lodgements
  • Liaising with auditors for AFSL and Compliance Plan audits
  • Preparation of monthly/quarterly compliance reporting to the Board and the Compliance Committee

Get in touch

Want to get in touch, we'd love to hear from you.


Level 4, 16 O'Connell Street
Sydney NSW 2000


+61 422 837 151